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NEW QUESTION 54
Which of the following would not normally be a function of an investment banker?
Answer: D
Explanation:
providing short-term capital needs to client companies. The short-term capital needs of companies are normally the function of commercial bankers, not investment bankers.
NEW QUESTION 55
The net investment income of an open-end investment company represents:
Answer: B
Explanation:
Explanation/Reference:
Explanation: net income from dividends and interest paid on securities in the fund's portfolio. Net investment income is dividends and interest but not capital gains.
NEW QUESTION 56
Which of the following statements is not true about exchange traded options?
Answer: C
Explanation:
they are adjusted for cash dividends. This is the statement that is "not" true.
NEW QUESTION 57
Prospective bidders for a municipal bond being issued should consult what document for relevant procedures?
Answer: D
Explanation:
the official notice of sale. All bid requirements are found in the official notice of sale.
NEW QUESTION 58
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